Senior Compliance Analyst

Responsibilities:

KYC Monitoring:

• Oversee and monitor the automated KYC processes for all investors, ensuring compliance with regulatory requirements.
• Conduct periodic reviews and updates of KYC procedures to align with industry standards and mitigate risk.
  
• Investigate and resolve any discrepancies or issues related to investor identification and verification.
  

Compliance Management:

• Stay abreast of regulatory changes and updates relevant to crowdfunding platforms and financial services.
• Develop and implement compliance policies and procedures to ensure adherence to legal and regulatory requirements.
  
• Conduct regular audits and assessments to evaluate the effectiveness of compliance controls and measures.
  

Legal Documentation:

• Support the seamless onboarding process of approved businesses onto our platform, ensuring compliance with platform guidelines and procedures.
• Prepare, review, and maintain legal documents including investor agreements, terms of service, and privacy policies.
  
• Collaborate with legal counsel to ensure all documentation complies with applicable laws and regulations.
  
• Assist in negotiating and finalizing agreements with investors and business partners, ensuring legal clarity and protection.
  

Risk Assessment and Management:

• Assess potential risks associated with investor onboarding, transactions, and data privacy.
  
• Develop and implement risk mitigation strategies to safeguard the company’s interests and reputation.
  
• Monitor and report on key compliance metrics and indicators to senior management.
  
• Develop and implement risk assessment frameworks and strategies to mitigate credit risks associated with business credit profiles.
  
• Monitor payment plans and financial performance of funded businesses to ensure adherence to agreed-upon terms and conditions.
  
• Identify early warning signs of potential defaults and develop proactive measures to minimize risk exposure.
  

Reporting and Documentation:

• Draft periodic reports as required by regulation
• Prepare comprehensive credit appraisal reports and documentation for decision-making purposes.
  
• Maintain accurate records of credit assessments, transaction monitoring activities, and compliance-related documentation.
  
• Generate regular reports on credit portfolio performance, payment status, and key metrics for senior management and stakeholders.
  

Requirements:

• Bachelor’s degree in Law, Business Administration, Finance, or a related field; advanced degree or certifications (e.g., CAMS, CFE) preferred.
• Proven experience in compliance, regulatory affairs, or legal operations within the fintech, financial services, or crowdfunding industry.
  
• Deep understanding of KYC processes, AML (Anti-Money Laundering) regulations, and data protection laws.
  
• Strong analytical skills with the ability to interpret complex regulatory requirements and translate them into actionable policies.
  
• Excellent communication and interpersonal skills, with the ability to collaborate effectively across teams.
  
• Detail-oriented mindset with strong organizational skills and the ability to manage multiple priorities.

Benefits:

• Competitive salary and performance-based incentives.
• Comprehensive health insurance
  
• Flexible work environment and remote work options.
  
• Professional development opportunities